The Theory And Practice Of Caste. The Joint Family
‘In India’, says Havell, ‘religion is hardly a dogma, but a working hypothesis of human conduct adapted to different stages of spiritual development and different conditions of life.’ In the ancient days when Indo-Aryan culture first took shape, religion had to provide for the needs of men who were as far removed from each other in civilization and intellectual and spiritual development as it is possible to conceive. There were primitive forest-dwellers, fetishists, totem-worshippers and believers in every kind of superstition, and there were those who had attained the highest flights of spiritual thought. In between, there was every shade and gradation of belief and practice. While the highest forms of thought were pursued by some, these were wholly beyond the reach of many. As social life grew, certain uniformities of belief spread, but, even so, many differences, cultural and temperamental, remained. The Indo-Aryan approach was to avoid the forcible suppression of any belief or the destruction of any claim. Each group was left free to work out its ideals along the plane of its mental development and understanding. Assimilation was attempted but there was no denial or suppression.
A similar and even more difficult problem had to be faced in social organization. How to combine these utterly different groups in one social system, each group co-operating with the whole and yet retaining its own freedom to live its own life and develop itself. In a sense—though the comparison is far-fetched— this may be compared to the numerous minority problems of today which afflict so many countries and are still far from solution. The United States of America solve their minority problems, more or less, by trying to make every citizen a 100 per cent American. They make everyone conform to a certain type. Other countries, with a longer and more complicated past, are not so favourably situated. Even Canada has its strong race, religion and language-conscious French group. In Europe the barriers are higher and deeper. And yet all this applies to Europeans, or those who have spread from Europe; people who have a certain common background and similarity of culture. Where non-Europeans come in, they do not fit this pattern. In the United States, negroes, though they may be 100 per cent American, are a race apart, deprived of many opportunities and privileges, which others have as a matter of course. There are innumerable worse examples elsewhere. Only Soviet Russia is said to have solved its problem of nationalities and minorities by creating what is called a multi-national state.
If these difficulties and problems pursue us even today with all our knowledge and progress, how much harder they must have been in the ancient days when the Indo-Aryans were evolving their civilization and social structure in a land full of variety and different types of human beings. The normal way to deal with these problems then and later was to exterminate or enslave the conquered populations. This way was not followed in India, but it is clear that every precaution was taken to perpetuate the superior position of the upper groups. Having ensured that superiority, a kind of multiple-community state was built up, in which, within certain limits and subject to some general rules, freedom was given to each group to follow its avocation and live its own life in accordance with its own customs or desires. The only real restriction was that it must not interfere or come into conflict with another group. This was a flexible and expanding system, for new groups could always be formed either by newcomers or by dissident members of an old group, provided they were numerous enough to do so. Within each group there was equality and democracy and the elected leaders guided it and frequently consulted the entire group whenever any important question arose.
These groups were almost always functional, each specializing in a particular trade or craft. They became thus some kind of trade unions or craft-guilds. There was a strong sense of solidarity within each, which not only protected the group but sheltered and helped an individual member who got into trouble or was in economic distress. The functions of each group or caste were related to the functions of other castes, and the idea was that if each group functioned successfully within its own framework, then society as a whole worked harmoniously. Over and above this, a strong and fairly successful attempt was made to create, a common national bond which would hold all these groups together—the sense of a common culture, common traditions, common heroes and saints, and a common land to the four corners of which people went on pilgrimage. This national bond was of course very different from present-day nationalism; it was weak politically but, socially and culturally, it was strong. Because of its political lack of cohesiveness it facilitated foreign conquest; because of its social strength it made recovery easy, as well as assimilation of new elements. It had so many heads that they could not be cut off and they survived conquest and disaster.
Thus caste was a group system based on services and functions. It was meant to be an all-inclusive order without any common dogma and allowing the fullest latitude to each group. Within its wide fold there was monogamy, polygamy, and celibacy; they were all tolerated, just as other customs, beliefs, and practices were tolerated. Life was to be maintained at all levels. No minority need submit to a majority, for it could always form a separate autonomous group, the only test being: is it a distinctive group large enough to function as such? Between two groups there could be any amount of variation of race, religion, colour, culture, and intellectual development.
An individual was only considered as a member of a group; he could do anything he liked so long as he did not interfere with the functioning of the group. He had no right to upset that functioning, but if he was strong enough and could gather enough supporters, it was open to him to form another group. If he could not fit in with any group, that meant that he was out of joint so far as the social activities of the world were concerned. He could then become a sanyasi who had renounced caste, every group and the world of activity, and could wander about and do what he liked.
It must be remembered that while the Indian social tendency was to subordinate the individual to the claims of the group and society, religious thought and spiritual seeking have always emphasized the individual. Salvation and knowledge of the ultimate truth were open to all, to the member of every caste, high or low. This salvation or enlightenment could not be a group affair; it was highly individualistic. In the search for this salvation also there were no inflexible dogmas and all doors were supposed to lead to it.
Though the group system was dominant in the organization of society, leading to caste, there has always been an individualistic tendency in India. A conflict between the two approaches is often in evidence. Partly that individualism was the result of the religious doctrine which laid emphasis on the individual. Social reformers who criticized or condemned the caste system were usually religious reformers and their main argument was that the divisions of the caste system came in the way of spiritual development and that intense individualism to which religion pointed. Buddhism was a breakaway from the group-caste ideal towards some kind of individualism as well as universalism. But this individualism became associated with a withdrawal from normal social activities. It offered no effective alternative social structure to caste, and so caste continued then and later.
What were the main castes? If we leave out for a moment those who were considered outside the pale of caste, the untouchables, there were the Brahmins, the priests, teachers, intellectuals; the Kshatriyas or the rulers and warriors; the Vaishyas or merchants, traders, bankers, etc.; and the Shudras, who were the agricultural and other workers. Probably the only closely knit and exclusive caste was that of the Brahmins. The Kshatriyas were frequently adding to their numbers both from foreign incoming elements and others in the country who rose to power and authority. The Vaishyas were chiefly traders and bankers and also engaged in a number of other professions. The main occupations of the Shudras were cultivation and domestic service.
There was always a continuous process of new castes being formed as new occupations developed, and for other reasons the older castes were always trying to get up in the social scale. These processes have continued to our day. Some of the lower castes suddenly take to wearing the sacred thread which is supposed to be reserved for the upper castes. All this really made little difference, as each caste continued to function in its own ambit and pursued its own trade or occupation. It was merely a question of prestige. Occasionally men of the lower classes, by sheer ability, attained to positions of power and authority in the state, but this was very exceptional.
The organization of society being, generally speaking, non-competitive and non-acquisitive, these divisions into castes did not make as much difference as they might otherwise have done. The Brahmin at the top, proud of his intellect and learning and respected by others, seldom had much in the way of worldly possessions. The merchant, prosperous and rich, had no very high standing in society as a whole.
The vast majority of the population consisted of the agriculturists. There was no landlord system, nor was there any peasant proprietorship. It is difficult to say who owned the land in law; there was nothing like the present doctrine of ownership. The cultivator had the right to till his land and the only real question was as to the distribution of the produce of the land. The major share went to the cultivator, the king or the state took a share (usually one-sixth), and every functional group in the village, which served the people in any way, had its share— the Brahmin priest and teacher, the merchant, the blacksmith, the carpenter, the cobbler, the potter, the builder, the barber, the scavenger, etc. Thus, in a sense, every group from the state to the scavenger was a shareholder in the produce.
Who were the depressed classes and the untouchables? The ‘depressed classes’ is a new designation applying rather vaguely to a number of castes near the bottom of the scale. There is no hard and fast line to separate them from the others. The untouchables are more definite. In north India only a very small number, engaged in scavenging or unclean work, are considered untouchable. Fa-Hsien tells us that when he came the persons who removed human faeces were untouchable. In south India the numbers are much larger. How they began and grew to such numbers it is difficult to say. Probably those who were engaged in occupations considered unclean were so treated; later landless agricultural labour may have been added.
The idea of ceremonial purity has been extraordinarily strong among the Hindus. This has led to one good consequence and many bad ones. The good one is bodily cleanliness. A daily bath has always been an essential feature of a Hindu’s life, including most of the depressed classes. It was from India that this habit spread to England and elsewhere. The average Hindu, and even the poorest peasant, takes some pride in his shining pots and pans. This sense of cleanliness is not scientific and the man who bathes twice a day will unhesitatingly drink water that is unclean and full of germs. Nor is it corporate, at any rate now. The individual will keep his own hut fairly clean but throw all the rubbish in the village street in front of his neighbour’s house.The village is usually very dirty and full of garbage heaps. It is also noticeable that cleanliness is not thought of as such but as a consequence of some religious sanction. When that religious sanction goes, there is marked deterioration in the standards of cleanliness.
The evil consequence of ceremonial purity was a growth of exclusiveness, touch-me-notism, and of not eating and drinking with people of other castes. This grew to fantastic lengths unknown in any other part of the world. It led also to certain classes being considered untouchable because they had the misfortune to do some kinds of essential work which were considered unclean. The practice of normally feeding with one’s own caste people spread to all castes. It became a sign of social status and the lower castes stuck to it even more rigidly than some of the higher ones. This practice is breaking up now among the higher castes but it still continues among the lower castes, including the depressed classes.
If inter-dining was taboo, much more so was intermarriage between castes. Some mixed marriages inevitably took place but on the whole it is extraordinary how much each caste kept to itself and propagated its own kind. The continuation of racial identity through long ages is an illusion and yet the caste system in India has to some extent managed to preserve distinctive types, especially among the higher castes. Some groups at the bottom of the scale are sometimes referred to as outside the caste groups. As a matter of fact, no group not even the untouchables, are outside the framework of the caste system. The depressed classes and the untouchables form their own castes and have their panchayats or caste councils for settling their own affairs. But many of them have been made to suffer cruelly by being excluded from the common life of the village.
The autonomous village community and the caste system were thus two of the special features of the old Indian social structure. The third was the joint family where all the members were joint sharers in the common property and inheritance went by survivor-ship. The father or some other elder was the head but he functioned as a manager, and not as the old Roman paterfamilias. A division of property was permitted under certain circumstances and if the parties concerned so desired. The joint property was supposed to provide for the needs of all the members of the family, workers or non-workers. Inevitably this meant a guaranteed minimum for all of them, rather than high rewards for some. It was a kind of insurance for all including even the subnormal and the physically or mentally deficient. Thus while there was security for all, there was a certain leveling down of the standard of service demanded as well as of the recompense given. Emphasis was not laid on personal advantage or ambition but on that of the group, that is the family. The fact of growing up and living in a large family minimized the egocentric attitude of the child and tended to develop an aptitude for socialization.
All this is the very opposite of what happens in the highly individualistic civilization of the west and more especially of America, where personal ambition is encouraged and personal advantage is the almost universal aim, where all the plums go to the bright and pushing, and the weak, timid or second-rate go to the wall.
The joint family system is rapidly breaking up in India and individualistic attitudes are developing, leading not only to far-reaching changes in the economic background of life but also to new problems of behaviour.
All the three pillars of the Indian social structure were thus based on the group and not on the individual. The aim was social security, stability and continuance of the group, that is of society. Progress was not the aim and progress therefore had to suffer. Within each group, whether this was the village community, the particular caste, or the large joint family, there was a communal life shared together, a sense of equality, and democratic methods. Even now caste panchayats function democratically. It surprised me at one time to see the eagerness of a villager, sometimes illiterate, to serve on elected committees for political or other purposes. He soon got into the way of it and was a helpful member whenever any question relating to his life came up, and was not easily subdued. But there was an unfortunate tendency for small groups to split up and quarrel among themselves.
The democratic way was not only well-known but was a common method of functioning in social life, in local government, trade-guilds, religious assemblies, etc. Caste, with all its evils, kept up the democratic habit in each group. There used to be elaborate rules of procedure, election and debate. The Marquis of Zetland has referred to some of these in writing about the early Buddhist assemblies:
And it may come as a surprise to many to learn that in the Assemblies of the Buddhists in India 2,000 or more years ago are to be found the rudiments of our own parliamentary practice of the present day. The dignity of the Assembly was preserved by the appointment of a special officer-—the embryo of “Mr. Speaker” in the House of Commons. A second officer was appointed whose duty it was to see that when necessary a quorum was secured—the prototype of the parliamentary chief whip in our own system. A member initiating business did so in the form of a motion which was then open to discussion. In some cases this was done once only, in others three times, thus anticipating the practice of parliament in requiring that a Bill be read a third time before it becomes law. If discussion disclosed a difference of opinion the matter was decided by the vote of the majority, the voting being by ballot.
The old Indian social structure had thus some virtues, and indeed it could not have lasted so long without them. Behind it lay the philosophical ideal of Indian culture—the integration of man and the stress of goodness, beauty and truth rather than acquisitiveness. An attempt was made to prevent the joining together and concentration of honour, power, and wealth. The duties of the individual and the group were emphasized, not their rights.
The Smritis (Hindu religious books) give lists of dharmas, functions and duties of various castes but none of them contains an inventory of rights. Self-sufficiency was aimed at in the group, especially in the village and, in a different sense, in the caste. It was a closed system, allowing a certain adaptability, change, and freedom within its outer framework, but inevitably growing more and more exclusive and rigid. Progressively it lost its power to expand and tap new sources of talent. Powerful vested interests prevented any radical change and kept education from spreading to other classes. The old superstitions, known to be such by many among the upper classes, were preserved and new ones were added to them. Not only the national economy but thought itself became stationary, traditional, rigid, unexpansive and unprogressive.
The conception and practice of caste embodied the aristocratic ideal and was obviously opposed to democratic conceptions. It had its strong sense of noblesse oblige, provided people kept to their hereditary stations and did not challenge the established order. India’s success and achievements were on the whole [confined to the upper classes; those lower down in the scale had [very few chances and their opportunities were strictly limited. These upper classes were not small limited groups but large in numbers and there was a diffusion of power, authority and influence. Hence they carried on successfully for a very long period. But the ultimate weakness and failing of the caste system and the Indian social structure were that they degraded a mass of human beings and gave them no opportunities to get out of that condition—educationally, culturally, or economically. That degradation brought deterioration, all along the line including in its scope even the upper classes. It led to the petrification which became a dominant feature of India’s economy and life. The contrasts between this social structure and those existing elsewhere in the past were not great, but with the changes that have taken place all over the world during the past few generations they have become far more pronounced. In the context of society today, the caste system and much that goes with it are wholly incompatible, reactionary, restrictive, and barriers to progress. There can be no equality in status and opportunity within its framework, nor can there be political democracy and much less economic democracy. Between these two conceptions conflict is inherent and only one of them can survive.
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